Certain Collective Investment Scheme(s) (CIS) have come to the notice of SEBI, which were offered by entities not registered with SEBI nor offer document of such schemes have been filed with SEBI. Appropriate actions have been taken against such entities and its Directors and since January 01, 2011, SEBI has passed orders against 91 entities…
Regulation of commodities derivates today came under Securities and Exchange Board of India (SEBI)’s jurisdiction, as the Forward Markets Commission (FMC) formally merged with the SEBI. The Union Finance Minister Shri Arun Jaitley formalized the merger by ringing the Customary Bell in Mumbai today. Speaking on the occasion, the Finance Minister Shri Jaitley said that…
The general public is hereby cautioned to deal with only SEBI registered investment advisers and research analysts for availing investment advisory services/ research services. The details of SEBI registered investment advisers and research analysts are available on the SEBI website www.sebi.gov.in The public in general are advised to check the registration status of the entity/person…
CIRCULAR CIR/IMD/FIIC/05/2015 June 12, 2015 To, 1. All registered…
SEBI has written to all Stock Exchanges to impose penalties on those companies in which one Woman Director has not been appointed in Board of Directors. This provision of appointment of one woman director applies to all listed companies. Accordingly, all listed companies were required to appoint one woman director in Board of Directors. This…